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Information about Securities Theft

Date:

Duration: 1:04

Information on cases involving security theft, which occurs when a broker uses a client's funds to invest.


Video Transcript

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Most advisers are honest professionals who offer investment or financial advice with the best interests of their clients in mind. However, some advisers engage in illegal behavior. An investor who entrusts his or her assets to a crooked adviser can suffer devastating financial losses. And victims can include everyone from the retiree next door to the experienced investor.

Securities theft sometimes results when an investment adviser or broker converts client funds for their own personal use. A broker may, for example, forge signatures in order to authorize the transfer of funds or control of funds. If you believe you may be a victim of securities theft, you have certain rights, which may provide you an opportunity to recover your losses from your stockbroker or brokerage firm. A lawyer sponsoring legalview.com can help you evaluate your case and address questions and concerns you may have. Do you think you have a securities theft lawsuit?

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